Jeremy Taylor Johnson
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/26/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019062311701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jeremy Taylor Johnson (Respondent) Private Securities Offerings Representative CRD No. 7074043 Pursuant to FINRA Rule 9216, Respondent Jeremy Taylor Johnson submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2019062311701data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 7074043 |
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