MARK CHARLES KOEHLER

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/29/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014040951701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Mark Charles Koehler ("Koehler") General Securities Representative (''GSR") CRD No. 2873947 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure,I, Mark Charles Koehler, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement ofthe alleged rule
Reference 2014040951701data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2873947

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