Nex Systems
Person

JESSICA LYN FENNER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/21/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20120348012 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jessica Lyn Fenner, Respondent CRD No. 4437897 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition

    Reference 2012034801201data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4437897

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