BRIAN J. HOSHOWSKI

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/12/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080124500-01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Brian J. Hoshowski, Respondent Limited Representative - Investment Company and Variable Contracts Products CRD No. 2193295 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations
Reference 2008012450001data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2193295

Other names1

Also known as1

BRIAN JOSEPH HOSHOWSKI

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