Person
Screen this subjectDEBRA ANN LUND
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/21/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008016444401 To: Department of Enforcement Financial Industry Regulatory Authority Re: Debra Ann Lund General Securities Principal and Representative CRD No. 845326 Pursuant to FINRA Rule 9216 of FINRA Code of Procedure, I, Debra Ann Lund
Reference 2008016444401finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 845326 |
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