Nex Systems
Person

MARC DUDA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/09/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20110287357-01 TO: Office of Fraud Detection and Market Intelligence Financial Industry Regulatory Authority ("FINRA") RE: Marc Duda, Respondent CRD No. 2544960 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Marc Duda, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that

    Reference 2011028735701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2544960

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