JAMES JAY ROBINSON JR.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/10/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JAMES JAY ROBINSON, JR. (CRD No. 1579422), Respondent. Disciplinary Proceeding No. 2006006624301 Hearing Officer-Andrew H. Perkins DEFAULT DECISION October 10, 2008 The Respondent is barred from associating with any member firm in any capacity for failing to respond to requests for information, in violation of NASD Conduct
Reference 2006006624301data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1579422 |
Other names1
Also known as1
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