Lori Fleischhacker Copeland
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/21/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023077755201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Lori Fleischhacker Copeland (Respondent) Former General Securities Representative CRD No. 6437019 Pursuant to FINRA Rule 9216, Respondent Lori Fleischhacker Copeland submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2023077755201finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 6437019 |
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