PETER BECK

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/31/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010021162202 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Biremis, Corp., Respondent Broker-Dealer CRD No. 127840 Peter Beck, Respondent General Securities Representative and General Securities Principal CRD No. 3048844 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Biremis, Corp. ("Biremis" or the "Firm") and Peter Beck ("Beck") (Collectively, the "Respondents")
Reference 2010021162202data-portal.finra.org finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/30/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008014753602 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Biremis, Corp. Member CRD No. 127840 Peter Beck General Securities Principal CRD No. 3048844 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, we submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on
Reference 2008014753602data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3048844

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