Nex Systems
Person

BRADLEY CARL MASCHO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/12/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015047682403 RE: Bradley C. Mascho, Respondent General Securities Representative CRD No. 2039720 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Bradley C. Mascho ("Mascho" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2015047682403data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2039720

Other names1

Also known as1

Bradley C. Mascho

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