AMANDA MICHELLE FLEITES
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/12/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. AMANDA MICHELLE FLEITES (CRD No. 4884432) Respondent. Disciplinary Proceeding No.2008013621001 Hearing Officer-Sara Nelson Bloom DEFAULT DECISION August 12,2009 Respondent is barred from associating with any FINRA member in any capacity for failure to provide requested information, in violation of Rules 8210 and 2110.
Reference 2008013621001data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4884432 |
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