SHANOA ADRIANNE ROSE AKINS
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/15/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011027093001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Shanoa Adrianne Rose Akins, Respondent Associated Person CRD No. 4552640 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Shanoa Adrianne Rose Akins, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is
Reference 2011027093001data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4552640 |
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