Valerie Idarraga Ceballos
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/10/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2020068731301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Valerie Idarraga Ceballos (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 6904661 Pursuant to FINRA Rule 9216, Respondent Valerie Idarraga Ceballos submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2020068731301data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 6904661 |
This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.