TYGE THOMAS TUCCILLO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/07/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010021240401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Tyge Tuccillo, Respondent Investment Company and Variable Contracts General Securities Representative Uniform Securities Agent Uniform Registered Investment Adviser CRD No. 3075541 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Tyge Tuccillo, submit this Letter of Acceptance, Waiver and consent ("AWC") for the
Reference 2010021240401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3075541

Other names1

Also known as1

TYGE TUCCILLO

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