PAUL ELVIDGE

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/23/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012034412101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Paul Elvidge, Jr., Respondent General Securities Principal CRD No. 1852650 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Paul Elvidge, Jr. ("Elvidge"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is
Reference 2012034412101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1852650

Other names1

Also known as1

PAUL ELVIDGE JR.

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