Nex Systems
Person

CRAIG MICHAEL BETTENCOURT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/19/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010023336301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Craig Michael Bettencourt, Respondent CRD No. 3230665 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Craig Michael Bettencourt ("Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on

    Reference 2010023336301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number3230665

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