Person

JOSEPH GERARD VITETTA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/23/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JOSEPH G. VITETTA (CRD No. 1536695), Respondent. Disciplinary Proceeding No. E1020041225-01 Hearing Officer COMPLAINT Upon information and belief, the Department of Enforcement ("Complainant") alleges as follows: JURISDICTION 1. On or about September 17, 1986, Respondent first became registered with NASD as a General Securities Representative ("GSR") through his association with a member firm. 2. Respondent has been

    Reference E102004122501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1536695

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