Nex Systems
Person

KEVIN T. LITTERELL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/26/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. KEVIN T. LITTERELL (CRD No. 1859910), Respondent. Disciplinary Proceeding No. 2006007157201 Hearing Officer - LBB DEFAULT DECISION February 25, 2008 For Respondent's failure to provide requested information, in violation of Procedural Rule 8210 and Conduct Rule 2110, Respondent is barred in all capacities. In light of the bar, no further sanction is imposed for Respondent's failure to amend his Form

    Reference 2006007157201data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1859910

Other names1

Also known as1

KEVIN TROY LITTERELL

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