SHANNON BREMMER

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/17/2007: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. SHANNON BREMMER (CRD No. 4862090), Respondent. Disciplinary Proceeding No.2005003490501 Hearing Officer - DMF DEFAULT DECISION April 17,2007 Summary Respondent is barred from associating with any NASD member in any capacity for conversion of funds, in violation of Rule 2110. DECISION I. Introduction The Department of Enforcement filed the attach
Reference 2005003490501data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4862090

Other names1

Also known as1

SHANNON LYNN BREMMER

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