JASON L. FIGUEROA

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/20/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013038756501 TO: Department of Enforcement Financial lndustry Regulatory Authority ("FINRA'') RE: Jason L. Figueroa, Respondent General Securities Representative CRD No. 5062799 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC'') for the purpose of proposing a settlement ot the alleged rule violations described below.
Reference 2013038756501data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5062799

Other names1

Also known as1

JASON LYN FIGUEROA

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