Nex Systems
Person

BARBARA JOSEPHINE STARK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/08/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20130365120 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Barbara Josephine Stark, Respondent CRD No. 1328134 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose

    Reference 2013036512001finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number1328134

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