ANTHONY P. SPINELLO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/20/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005001826001 TO: Department of Enforcement NASD RE: Anthony P. Spinello, Respondent CRD No. 1961645 Pursuant to Rule 9216 of NASD Code of Procedure, Anthony P. Spinello ("Spinello") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions against me
Reference 2005001826001data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1961645

Other names1

Also known as1

ANTHONY PAUL SPINELLO

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