MARK GILBERT BEESLEY

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/17/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023079291701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Mark G. Beesley (Respondent) Former General Securities Principal & General Securities Representative CRD No. 5362689 Pursuant to FINRA Rule 9216, Respondent Mark G. Beesley (Beesley) submits Ibis Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2023079291701data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5362689

Other names1

Also known as1

Mark G. Beesley

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