LOUIS MAJANO JR.

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/07/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, V. LOUIS MAJANO JR. (CRD No. 2520626) RESPONDENT. DISCIPLINARY PROCEEDING NO. 2007008964101 HEARING OFFICER - AWH ORDER ACCEPTING OFFER OF SETTLEMENT Date: April 7,2008 INTRODUCTION Disciplinary Proceeding No. 2007008964101 was filed on February 29, 2008, by the Department of Enforcement
02/29/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, V. LOUIS MAJANO JR. (CRD No. 2520626) RESPONDENT. DISCIPLINARY PROCEEDING No. 2007008964101 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Between December 2006 and March 2007, Louis Majano, Jr. ("Majano") made at least nine withdrawals from the JP Morgan Chase account of Chase Investment Services Corp.
Reference 2007008964101data-portal.finra.org data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2520626

Other names1

Also known as1

LOUIS STEVEN MAJANO, JR

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