JERRY LEE TRAVERS, JR
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/26/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017052795101 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA") RE: Jerry Lee Travers, Jr., Respondent Former Registered Representative CRD No. 1101129 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jerry Lee Travers, Jr. (hereinafter, "Respondent') submit this Letter of Acceptance, Waiver and Consent (AWC") for the purpose of proposing a settlement
Reference 2017052795101data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1101129 |
Other names1
Also known as1
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