Nex Systems
Person

LARRY STEVEN WERBEL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/10/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011026550301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Larry Steven Werbel, Respondent Registered Representative CRD No. 828351 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Larry S. Werbel, ("Werbel" or ''Respondent'') submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below

    Reference 2011026550301finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number828351

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