Abdul Matin Rahmani

04/15/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Abdul Matin Rahmini CRD No. 4269583, Respondent. Disciplinary Proceeding No. 2019063626703 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Between October 2018 and March 2019, while registered through Joseph Stone Capital L.L.C., Respondent Abdul Matin Rahmani engaged in outside business activities through and on behalf of an entity called Axe Marketing Group LLC without

11/02/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Abdul Matin Rahmani CRD No. 4269583, Respondent. Disciplinary Proceeding No. 2019063626703 Hearing Officer—BEK ORDER ACCEPTING OFFER OF SETTLEMENT Date: November 2, 2021 INTRODUCTION Disciplinary Proceeding No. 2019063626703 was filed on April 15, 2021, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA or Complainant). Respondent Abdul Matin Rahmani submitted an Offer of Settlement

Reference 2019063626703data-portal.finra.orgfinra.orgdata-portal.finra.org