RANDALL A SAMSON

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/17/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014040829901 TO: Department of Enforcement Financial Industry Regulatory Authority (''FINRA") RE: Randall A. Samson, Respondent Former Registered Representative CRD No. 2691518 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I [or Respondent] submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2014040829901data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2691518

Other names1

Also known as1

RANDALL A. SAMSON

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.