MELISSA A. PERRY

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/07/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014043273101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Melissa A. Perry, Respondent Registered Representative CRD No. 4540176 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Respondent Melissa A. Perry, submit this Letter of Acceptance, Waiver and Consent (''AWC")
Reference 2014043273101finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	4540176

Other names1

Also known as1

MELISSA ANN PERRY

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