AZLINA B HARUN

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/10/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. AZLINA HARUN (CRD No. 4676563), Respondent. Disciplinary Proceeding No. 20090198744-02 Hearing Officer - Sara Nelson Bloom DEFAULT DECISION February 10, 2012 For failing to respond in a timely manner to requests for information, and for failing to respond in any manner to additional requests for information, in violation of Rules 8210 and 2010, Respondent is barred from associating with any FINRA
Reference 2009019874402data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4676563

Other names1

Also known as1

AZLINA HARUN

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.