Nex Systems
Person

JOHN H. ARNETTE

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/04/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JOHN H. ARNETTE (CRD No. 7458), Respondent. Disciplinary Proceeding No. 2005002734201 DEFAULT DECISION Hearing Officer-SW Date: January 4, 2008 Respondent: (1) failed to appear for two on-the-record interviews, in violation of NASD Procedural Rule 8210 and NASD Conduct Rule 2110; and (2) engaged in private securities transactions, in violation of NASD

    Reference 2005002734201data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number7458

Other names1

Also known as1

JOHN HUTCHISON ARNETTE

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.