Nex Systems
Person

CRAIG EDWARD MASSEY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/26/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, V. Craig Edward Massey CRD No. 4076167 Respondent. DISCIPLINARY PROCEEDING No. 2007008374401 Hearing Officer: SW ORDER ACCEPTING OFFER OF SETTLEMENT November 26, 2007 Disciplinary Proceeding No. 2007008374401 was filed on October 24, 2007, by the Department of Enforcement of the

    Reference 2007008374401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4076167

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