ENOCH STANLEY BOOTH

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/20/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021069207301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Enoch S. Booth (Respondent) Former General Securities Representative Former Investment Company Shares and Variable Contracts Representative CRD No. 4370233 Pursuant to FINRA Rule 9216, Respondent Enoch S. Booth submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2021069207301data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4370233

Other names1

Also known as1

Enoch S. Booth

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