ERIC ANTHONY DUPRE

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/17/2025: From September 2022 through February 2023, Dupre borrowed at least $2,236,000 from two customers without providing prior notice to, or obtaining written approval from, his FINRA member firm, in violation of FINRA Rules 3240 and 2010. For these violations, Dupre is barred from associating with any FINRA member in all capacities.
Reference 2023079280501data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2174456

Other names1

Also known as1

Eric A. Dupre

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