DAVID ALLAN SKJERVEN
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/22/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E0420040464-03 To: Department of Enforcement NASD Re: David Allan Skjerven Investment Company/Variable Contracts Representative (CRD No. 1414499) Pursuant to Rule 9216 of the NASD Code of Procedure, I, David Allan Skjerven (Skjerven), submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described in Part II below.
Reference E042004046403data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1414499 |
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