JUAN MONTANEZ GONZALEZ

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/29/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008016449501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Juan Montanez Gonzalez, Respondent CRD No. 1994470 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Juan Montanez-Gonzalez ("I," "Montanez-Gonzalez" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described
Reference 2008016449501finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	1994470

Other names1

Also known as1

JUAN MONTANEZGONZALEZ

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