DAVID E. MCINTIRE

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/30/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. DAVID E. MCINTIRE (CRD No. 2743679), Respondent. Disciplinary Proceeding No. 2008014672801 Hearing Officer - Sara Nelson Bloom DEFAULT DECISION March 30, 2010 Respondent is barred from associating with any FINRA member in any capacity for failing to respond to requests for information, in violation of Rules 8210 and 2010.
Reference 2008014672801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2743679

Other names1

Also known as1

DAVID EUGENE MCINTIRE

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