Elizabeth A. Morrell

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/02/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2020065734401 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Elizabeth A. Morrell, Respondent Former General Securities Representative and Investment Company and Variable Products Representative CRD No. 4905003 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Elizabeth A. Morrell submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the
Reference 2020065734401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4905003

Other names1

Also known as1

Elizabeth Ann Morrell

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