DANIEL J. VOCCIA II
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/14/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT (CORRECTED) NO. 2009017195203 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Daniei J. Voccia, II, Respondent Former Registered Representative CRD No. 2691802 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Daniel J. Voccia, II ("Respondent" or "Voccia") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged
Reference 2009017195203data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2691802 |
Other names1
Also known as1
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