Nex Systems
Person

ANGELO CAPPELLI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/24/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Angelo Cappelli CRD No. 2662154 Respondent. DISCIPLINARY PROCEEDING No. 2007009723301 ORDER ACCEPTING OFFER OF SETTLEMENT July 24, 2008 INTRODUCTION Disciplinary Proceeding No. 2007009723301 was filed on June 19, 2008, by the Department of Enforcement of the Financial Industry Regulatory Authority ("FINRA"). ("Complainant"). Respondent Cappelli submitted an Offer of Settlement ("Offer") to

    Reference 2007009723301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2662154

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