JEFFREY ROBERT SIMBRIC
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/23/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JEFFREY ROBERT SIMBRIC (CRD No. 4859279), Respondent. Disciplinary Proceeding No. 2011026168901 Hearing Officer - MC DEFAULT DECISION April 23, 2012 Respondent Jeffrey Robert Simbric is barred from associating with any FINRA member firm in any capacity for providing a customer with falsified correspondence, in violation
Reference 2011026168901data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4859279 |
This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.