ALEXANDRIA PRIFTIS WEST
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/16/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT MATTER NO. 20110299797 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Alexandria Priftis West (CRD: 1033011) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Alexandria Priftis West, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if
Reference 2011029979701finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1033011 |
This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.