Nex Systems
Person

JEREMY MICHAEL THIELE

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/14/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011029962001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jeremy Michael Thiele, Respondent CRD No. 5466328 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jeremy Michael Thiele ("Thiele"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2011029962001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5466328

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.