BRYAN DAVID BUDVITIS

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/12/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, V. BRYAN DAVID BUDVITIS, CRD #4216953 RESPONDENT. DISCIPLINARY PROCEEDING NO. 20080160135 COMPLAINT The Department of Enforcement alleges: OVERVIEW 1. Respondent Bryan David Budvitis ("Budvitis"), while employed by Citigroup Global Markets, misappropriated funds from the account of one customer in the name of "G. and C.F ("the F account")". When Enforcement sought Budvitis' explanation for the
03/05/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. BRYAN DAVID BUDVITIS (CRD No. 4216953), Respondent. Disciplinary Proceeding No. 2008016013501 Hearing Officer - LBB DEFAULT DECISION March 5, 2010 Respondent is barred from associating with any member firm for misappropriation of customer funds, in violation of NASD Conduct Rules 2330 (a) and 2110. He is also barred for failure to respond to requests for information, in violation of FINRA Procedural
Reference 2008016013501data-portal.finra.org data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4216953

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