Nex Systems
Person

RAMSES VILLELA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/03/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. RAMSES VILLELA (CRD No. 4884064), Respondent. Disciplinary Proceeding No. 2011028736401 Hearing Officer - David R. Sonnenberg, DEFAULT DECISION September 3, 2013 Respondent is barred from associating with any FINRA member firm in any capacity for failing to provide testimony, in violation of FINRA Rules 8210 and 2010. Appearances For the Department of Enforcement, Complainant:

    Reference 2011028736401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4884064

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