DARRELL S CURRENT

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/16/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080124215 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Darrell S. Current General Securities Representative CRD No. 1375058 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if
Reference 2008012421501data-portal.finra.org finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/29/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012031739101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Darrell S. Current, Respondent General Securities Representative CRD No. 1375058 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2012031739101finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	1375058

Other names1

Also known as1

DARRELL S. CURRENT

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