Matthew Alexander Perry
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/28/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019062348301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Matthew Alexander Perry (Respondent) Former General Securities Representative CRD No. 5985300 Pursuant to FINRA Rule 9216, Respondent Matthew Alexander Perry submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2019062348301data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5985300 |
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