STANLEY LAFOREST

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/06/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 200&020197701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Stanley LaForest, Respondent General Securities Representative (CRD No. 5240791) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Stanley LaForest (LaForest or Respondent) submits this Letter of Acceptance, Waiver and Consent ("A WC") for the purpose of
Reference 2009020197701data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5240791

Other names1

Also known as1

STANLEY WIENER LAFOREST

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