ISSA ODEH ISHAQ
Regulator actionUnited States. Named in 2 sanctions listings.
Sanctions and listings2
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/02/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E8A2003053701 TO: Department of Enforcement NASD RE: Issa Odeh Ishaq CRD No. 2774510 Pursuant to Rule 9216 of NASD Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions alleging violations based on the same factual findings.
Reference E8A2003053701data-portal.finra.orgfinra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/17/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012032681301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Issa O. Ishaq, Respondent Registered Representative CRD No. 2774510 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations
Reference 2012032681301finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2774510 |
Other names1
Also known as1
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