FINANCIAL NETWORK INVESTMENT CORPORATION

07/27/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. EAF0400760002 Re: Financial Network Investment Corporation, Inc., CRD No. 13582. ING Financial Partners, Inc., CRD No. 2882 Multi-Financial Securities Corporation, Inc., CRD No. 10299 PrimeVest Financial Services, Inc., CRD No. 15340 (collectively, "Respondents") Pursuant to Rule 9216 of NASD's Code of Procedure, Respondents submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of

Reference EAF0400760002finra.orgdata-portal.finra.org

09/21/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20050001783-02 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Financial Network Investment Corporation, Respondent Broker/Dealer CRD No. 13572 Pursuant to Rule 9216 of the FINRA Code of Procedure, Financial Network Investment Corporation (the "firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

Reference 2005000178302data-portal.finra.orgfinra.org

12/03/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011025788201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Financial Network Investment Corporation, Respondent Member Firm CRD No. 13572 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Financial Network Investment Corporation (Respondent or the Firm) submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

Reference 2011025788201data-portal.finra.orgfinra.org